OverviewTwin CoinMandatory
TOPIC 1 · MANDATORY CASE

The Twin Coin ArbitrageShort Selling, Arbitrage & Funding Risk

Bill Taylor finds a textbook arbitrage opportunity in two cryptocurrencies guaranteed to converge. His logic is airtight — but he nearly loses everything in 48 hours. A case by Prof. Ioanid Rosu, HEC Paris.

$0.20
Initial Spread
100K
Coins per Leg
$20K
Expected Profit
$69K
Margin Call (Day 2)
01

The Setup

The Mispricing Bill Taylor Found

Bill Taylor, a Manhattan pianist turned crypto trader, discovers that RedCoin and BlueCoin — two cryptocurrencies contractually guaranteed to be worth the same amount in June 2022 — are trading at very different prices. RedCoin trades at $1.10, BlueCoin at $0.90, a gap of $0.20.

The reason: an announcement that RedCoin would be included in a major ETF had driven speculative buying, pushing its price above fair value. BlueCoin, which would also be included but later, had not yet benefited from the same demand.

The Arbitrage Logic

Since both coins are contractually guaranteed to converge to the same value by June 2022, the $0.20 gap is a free lunch: Buy 100,000 BlueCoin at $0.90, short 100,000 RedCoin at $1.10. Net cost: $0. Locked-in profit when they converge: $0.20 × 100,000 = $20,000.

Bill's mentor Sam, a professional arbitrageur, validates the trade and even participates himself. The logic is airtight — convergence is contractually guaranteed, not just probable.

RedCoin vs BlueCoin Price

RedCoin surges on Day 2 before eventually converging with BlueCoin — but the journey nearly wipes Bill out.

Day 0Day 1Day 2Day 3Day 4Day 5Day 6Day 7Day 8$0$0.45$0.9$1.35$1.8Margin Call
02

The Risks

Why a "Risk-Free" Trade Almost Destroyed Bill

RISK 01
Funding Risk

Bill only had $45,000 in his account. When RedCoin surged to $1.80 on Day 2, the unrealized loss on his short position triggered a $69,000 margin call — more than he had. He was forced to either inject new capital or close the position at a massive loss.

RISK 02
Short Squeeze Risk

Sam, who knew Bill's position, could deliberately buy large amounts of RedCoin to push the price up, forcing Bill to cover his short at a loss. This is a classic short squeeze — a predatory strategy used against known short sellers.

RISK 03
Crowded Trade Risk

If many other traders had the same arbitrage position, they would all face margin calls simultaneously. Their forced selling of BlueCoin and buying of RedCoin would amplify the price move — making the situation worse for everyone.

RISK 04
Basis Risk

Even though convergence was contractually guaranteed, the two coins could diverge further before converging. Bill needed enough capital to survive the interim losses — which he did not have.

Bill's Unrealized P&L Over Time

The trade was always going to be profitable — but the path to profit nearly forced a catastrophic early exit.

Day 0Day 1Day 2Day 3Day 4Day 5Day 6Day 7Day 8$-75K$-50K$-25K$0K$25KMargin Call
03

The Central Lesson

Being Right Is Not Enough

The most striking insight of this case is the gap between the theoretical perfection of the arbitrage and its practical fragility. Bill's logic was airtight — convergence was contractually guaranteed — yet he nearly lost everything in 48 hours.

Not because he was wrong, but because he ran out of cash to fund his margin account. This is the central paradox of arbitrage: being right is not enough; you also need to survive long enough for the market to agree with you.

Keynes' Insight

"The market can remain irrational longer than you can remain solvent." — John Maynard Keynes. This is precisely what Bill experienced: the market moved against him before it moved in his favor, and he nearly could not survive the interim.
Capital Adequacy

Any arbitrage strategy requires sufficient capital to survive adverse price moves before convergence. Bill's $45,000 buffer was far too small for a $200,000 position.

The Human Dimension

Sam — Bill's mentor — may have deliberately exploited his position. Markets are not just mathematical systems; they are populated by strategic actors who will exploit known vulnerabilities.

Convergence Is Not Immediate

Even contractually guaranteed convergence can take time. The arbitrageur must be able to finance the position for the full duration — which requires planning for worst-case interim losses.

04

Pre-Class Assignment

Draft Answers — Click to Expand

These are draft answers grounded strictly in the case material. Question (c) requires your personal opinion — please revise before submitting.